Financial Regulations

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Financial regulation refers to the rules and laws firms operating in the financial industry, such as banks, credit unions, insurance companies, financial brokers and asset managers must follow. However financial regulation is more than just having rules in place. It's also about the ongoing oversight and enforcement of these rules
Bibliographic citation: ANTÓN, M., GINÉ, M., DE LA PEÑA, J. V., VILLAMOR, M. (2021). Financial Regulations. IESE, FN-649-E.
Date: 01/12/2021
Author(s): Miguel Antón; Mireia Giné; Juan Vidal de la Peña; Marta Villamor
Document type: Technical Note
Department: Financial Management
Languages: English